Risk Assessment
Risk assessment Risk assessment involves the collection of data relating to people, processes, systems and environmental circumstances, culminating in a threat profile and a gap profile. The former is...
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Risk Matrix
Risk Matrix A Risk Matrix can appear and be used in many forms. Simply put it can be a heat map where you have your risks apportioned to the relevant area so that you can identify the largest risks or...
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Niche Consultancy
Fortunately, there are more positive alternatives to using a smaller consultancy compared to the Accentures, McKinseys or the big accountancy firms like Deloitte, E&Y etc. We not only consider that...
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Compliance
Compliance is effectively still a new and young profession and sometimes takes explaining to members of the general public who politely ask “what do you do?” Many people working within a compliance...
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Consultants
CEI Consultants All our Consultants are qualified to at least a level 4 standard and many have advanced qualifications and some diploma qualifications such as Cert CII (MP & ER) & Dip PFS. All...
View ArticleCompliance Charter
The Compliance Charter The compliance charter expands the concepts within the mission statement and can be used to serve both as a promotional piece and a high level contract for services between the...
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Risk Management
Risk Management Risk management is the identification, assessment, and prioritisation of risks (defined in ISO 31000 as the effect of uncertainty on objectives, whether positive or negative) followed...
View ArticleRisk & Compliance Management Services & Solutions
Our Service Model To meet rigorous regulatory expectations and requirements, it is imperative that organisations’ have access to “best in class’ talent that has extensive knowledge of the businesses...
View ArticleTrail Commissions Blow As FCA Plans For Eradication of Legacy Platform...
FCA PS13/1 Platform Providers: Payments and Rebates The 54-page Financial Conduct Authority (FCA) Policy Statement (PS) 13/1 entitled ‘Payments to platform service providers and cash rebates from...
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How To Use Social Media in Financial Services EBook (Kindle)
Financial Services Companies across the globe have shied away from using Social Media due to the complexities of monitoring it’s use, directing complaints and inquiries effectively as well as ensuring...
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